Finance · Policies & Procedures
Internal audit procedures
A written guide setting out how a finance organization's internal audit function plans, performs, and reports its reviews.
What it usually contains
- Audit planning and risk-based scheduling steps
- Fieldwork methods, sampling and evidence documentation rules
- Findings ratings and report formats
- Reporting lines to management and the audit committee
- Follow-up and remediation tracking of open issues
What the assistant uses it for
Use to answer how audits are selected, conducted, documented, and escalated, and who signs off at each stage. Also covers auditor independence, working paper retention, and how issues are tracked to closure.
How it is versioned
A document of this type has exactly one current version at a time. Upload a revision and it becomes the version that counts — the one before it is kept and dated, but is no longer what your assistant answers from. Nothing is ever deleted, so you can always show what this document said on a given date.
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